Notice of Privacy Practices

Stepping Stones of Rockford, Inc.
Notice of Privacy Practices

To the individuals we serve: Stepping Stones of Rockford Notice of Privacy Practices. This notice describes how medical information about you may be used and disclosed and how you can access this information. Please review these practices carefully.

Your health record contains personal information about you and your health status that is “protected health information.” State and federal law protect this information and Stepping Stones of Rockford, Inc. is required by law to comply with these protections. Unless otherwise specified, protected health information (PHI) is only disclosed upon your written authorization. You have the right to revoke your authorization. In the course of your admission and treatment at this organization, we will collect, at minimum, the following protected heath information: name; social security number; name of guardian when applicable; phone number; address including zip code; birth date; gender; ethnicity; payer source, including insurance companies or Medicaid information; admission, discharge and service dates; diagnoses; health history and aspects of your personal history that relate to your condition, including your past and current mental status, use of substances and the medications you are taking, or may be prescribed. 

This notice explains how we may use and disclose your PHI and your rights on how you may gain access to control this information, in accordance with all applicable laws. We are required to maintain the privacy of your PHI and to provide you with this notice. We are required to abide by the terms of this notice.

When you meet with or have services provided by your direct care staff, psychosocial rehabilitation staff, counselor, rehabilitation supervisor, agency nurse, Director of Services, consulting Psychiatrist or other clinical staff, that professional will be collecting at the minimum the following information. The date of the meeting, the time of the meeting, the duration of the meeting, the place of the meeting and the type of service provided to you. Staff may also document the response and content of your participation, discussions and the plan for follow-up as determined appropriate.

 Your protected health information is used and disclosed as indicated below.

 Treatment. We may use and disclose treatment information about you to provide, coordinate, or manage your treatment and related services.

Payment. With your authorization, we may use and disclose treatment information about you so that we can receive payment for the housing and treatment services provided to you. This includes assistance in making a determination of eligibility or coverage for insurance or other third party coverage. If you pay in full for services provided for you or received by you, you may restrict disclosure of PHI to your health plan payer or sign an Authorization to Disclose Information form to limit the information disclosed to your health plan. You must put this request in writing to the Privacy Officer. We will honor this request and it will not affect your treatment standing as long as you make prompt payments on the services you receive.  

Health Care Operations. We may use information about you to coordinate our business activities, which may include but is not limited to setting up appointments, reviewing your care, delivering staff training and operating our utilization and continuous quality improvement programs. We may ask you to sign-in for certain meetings or call your name at times when you are waiting in our lobby, or other areas, to be seen for an appointment.With Your Consent. Written consent is required from you to release PHI except as indicated below.

 Without Your Authorization. State and federal law allows us to disclose information about you without consent in the following cases listed below.

Emergencies: PHI may be released to address emergency situations.

As Required by Law: Information may be released upon subpoena, court order or other conditions of the law that we are required to follow. You will be notified, as required by law, of such disclosures and upon request of the information that was disclosed.  We may make disclosures of your PHI to the Secretary of the Department of Health and Human Services for the purpose of determining our compliance with the Privacy Rule.

National Security and Intelligence Activities: We may release medical information about you to authorized federal officials for intelligence, counterintelligence or other national security activities as authorized by law.

To Avert a Threat to Health or Safety: We may use and disclose medical information when determined necessary to prevent a serious threat to your health and safety or the health and safety of the public or another person. This disclosure would be to prevent the threat. 

Public Health/Communicable Diseases: We may disclosure your PHI to the extent that the use or disclosure is required by law. The use of disclosure will be in compliance with the law and limited to the relevant requirements of the law. Such disclosures may be necessary for the purpose of reporting and/or controlling disease, injury or disability. Emergency response personnel may be notified of possible exposure to HIV/AIDS, to the extent necessary to comply with state and federal laws. Disclosure may also be made to address medication reactions, or problems with products.    

Child Abuse or Neglect: Information pertaining to child abuse or neglect will be released to the state or locally authorized authority since we are mandated reporters in these situations and are required to do so. Information disclosed is limited to that which is necessary to make the initial mandated report.

Abuse or Neglect: Information pertaining to abuse or neglect of adults will be released as required by Office of the Inspector General (OIG). 

FOID: Information pertaining to your status in treatment as specified in the Illinois Firearm Owner’s Identification Card Act (FOID) will be reported.

Criminal Activity: We will release information to law enforcement personnel if you have committed a crime, or are a victim of a crime, on agency property, agency supervised or other property or against agency staff or others. We will also notify legal authorities in cases when we have good reason to believe you may commit a crime against another person or property, under our responsibility of duty to warn.        

Health Oversight: We may disclosure your PHI to oversight agencies as required by law for the purpose of audits, investigations and inspections. These include government agencies, licensing organizations such as the Commission on the Accreditation of Rehabilitation Facilities (CARF), organizations which provide financial assistance or reimbursement (third-party payers) and peer review organizations performing activities as part of our system of continuous quality improvement. We will have agreements to specify the safeguarding of your information in these disclosures.

Disaster Relief: We may disclose medical information about you to an entity assisting us in relief efforts so that your family or guardian may be contacted about your condition or location. 

Death: We may disclose information regarding deceased clients to the coroner or other authorized personnel for the purpose of determining the cause of death and complying with the required collection of statistics pertaining to the person’s death. We may release information to the hospital and funeral directors to carry out their duties. 

Research: In the event that this agency participates in research projects, we may disclose protected health information to researchers under the following conditions: an Institutional Review Board approves the research project and a waiver to the authorization requirement; the researchers establish procedures to ensure the privacy of information; the researchers agree to maintain the privacy of information following applicable laws and regulations; the researchers agree not to re-disclose protected health information except back to our organization.

Fundraising Activities: We generally do not contact our clients to solicit contributions to our organization. However demographic information may be used for fundraising activities which could result in you receiving a solicitation. You have the right to opt out of fundraising solicitations from us. We will honor your request and your choice to do so will not be used as a condition of treatment or payment. If you do not want to be contacted for fundraising purposes, please notify the privacy officer in writing.   

Marketing: Our organization does not disclose your PHI for marketing purposes.

Sale of PHI: Our organization does not sell your PHI to others.

 Your have the following rights pertaining to your PHI and you may exercise your rights as indicated below.

Access, Inspection, Copy and Disclosure of Information. You have the right to inspect and have a copy of your PHI as contained in a designated record set. A “designated record set” contains medical and billing records and other clinical and related information used to help us make decisions about your care. You have the right to receive this information in electronic format to the extent it can be provided in such format, by mail, fax or other means agreed upon. Your request must be made in writing. We may charge you a reasonable cost-based fee for copies. Your request may be restricted, or denied, in certain circumstances. You have the right to appeal such decisions by contacting our Privacy Officer. You have the right to give authorization in writing for us to disclose your information to others. You may restrict the information to be released or revoke this authorization at any time, but only to the extent that information has already been disclosed.

Right to Amend. In a case that you believe your PHI is incorrect or incomplete, you have the right to ask us to amend or correct the information. This request must be made directly to our Privacy Officer in writing. We may not agree with your request and are not required to perform the requested amendment. You have the right to file a statement of disagreement with us. The documentation of your request, disagreement if applicable and our follow-up will be recorded in your record.

 Right to Accounting Disclosures. You have the right to request an account of certain types of protecting health information disclosures we made pertaining to you for a period of up to six years. This excludes disclosures made to you, made for treatment purposes or made as a result of your authorization. We may charge a reasonable fee in cases where you request more than one accounting in a 12-month period. Your request for disclosure must be made in writing, must specify the period of time and must be made to our Privacy Officer. You may not request an account of disclosures for the period before April 14, 2003.

Right to Request Restrictions. You have the right to request a restriction or limitation on the use of your PHI for treatment, payment or service operations as well as to family members, or others, involved in your care. Your request must be in writing. We are not required to agree with your request for restrictions. If we do agree, we will comply with your request unless the information is needed to provide you with emergency treatment. Please contact our Privacy Officer to request restrictions on your disclosure of your PHI. Requests must include: what information you want to limit; whether you want us to limit our use, disclosure to others or both; and the person you want the limits to apply to.  

Right to a Copy of this Notice. You have the right to receive a paper copy of this notice from us. Material changes in our practices will be posted within 60 days of the changes being made. You may ask us to give you a copy or you may obtain a copy at our website:

Right to Request Confidential Communications. During the course of your services at this organization or at the time of discharge and follow-up, we may contact you to inform you of scheduled appointments, meetings or other benefits that may be of interest to you. We will leave messages unless you inform us not to. We may also contact you to announce special events or fundraising activities. You have the right to request to receive confidential communications from us by alternative means at an alternative location. Your request must specify how and/or where you wish to be contacted. We will not ask you why you are making this request. We will accommodate reasonable requests made in writing. Please contact our Privacy Officer to make your request.

Right to be Notified of a Breach. You have the right to be notified of a breach of unsecured PHI if you are affected. We may be required to notify you within the specified time of a breach and inform you of what happened and what you can do to protect yourself. We may be required to notify you by telephone if urgent or by mail or electronically. In certain circumstances, the next of kin may need to be notified, in the event of a breach.  

Changes to this Notice. We reserve the right to change the terms of this notice at any time without advance notice. We reserve the right to make the revised or changed notice effective for your medical information our organization already has about you as well as any information we received in the future. We will post a copy of the current notice throughout the organization. Upon your request, we will provide you with a revised notice, send you a copy by mail or electronically, refer you to copies posted at our corporate office, 706 N. Main Street, your living environment or where you receive services or our website. Each time you are admitted to Stepping Stones, we will provide you with a copy of the current notice. A copy of this notice is maintained at our website located at:

Right to Complaints. If you believe we have violated your privacy rights, you have the right to file a complaint in writing to us by contacting our Privacy Officer or by writing to the Secretary of Health and Human Services. We will not retaliate against you for filing a complaint.

Everyone has the right to confidentiality of information shared between individuals served at Stepping Stones. We ask that you maintain confidentiality with peer information as mandated by law as any such disclosure, without written consent of the person to whom the information pertains, is prohibited.  

The following information pertains to other uses and disclosures of your PHI.

Other uses and disclosures of your PHI will be made only with your written authorization. You may revoke this authorization at any time, to the extend staff has already taken action in regard to the use of disclosures you have permitted. You must make your request in writing. 

 If you have questions about this privacy notice, believe we have violated your rights, or wish to file a complaint, please contact us by notifying our Privacy Officer Randy Roberson as indicated below. You may also contact the Department of Human Services listed below. We will not retaliate against you for filing a complaint.

To contact our Privacy Officer: Randy Roberson, Privacy Officer, Stepping Stones of Rockford, Inc., 706 North Main Street, Rockford, Illinois 61103. |Telephone: 815-963-0683. E-Mail: This email address is being protected from spambots. You need JavaScript enabled to view

The effective date of this privacy notice is November 04, 2013.

To contact the Department of Human Services: U.S. Secretary of Health and Human Services, 200 Independence Avenue, S.W., Washington, D.C.  20201, Telephone: 202-619-0257

                         Stepping Stones of Rockford, Inc.                     

Residential and Supported Services          Outpatient Counseling Center      
706 N. Main Street                                         4317 Maray Drive 
Rockford, IL 61103                                         Rockford, IL 61107
815.963.0683                                                  779.970.5605

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